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CHAPTER 48
ADMINISTRATION
CHAPTER TABLE OF CONTENTS
SUBCHAPTER 1. APPEAL
PROCEDURE
10:48-1.1 General provisions
10:48-1.2 Definitions
10:48-1.3 Contested cases
10:48-1.4 Office of Administrative Law
10:48-1.5 Non-contested cases
10:48-1.6 Emergency relief
SUBCHAPTER 2. VIRAL HEPANTIS
10:48-2.1 Purpose
10:48-2.2 Scope
10:48-2.3 Definitions
10:48-2.4 Exclusion from programs
10:48-2.5 Immunization expenses
10:48-2.6 Requirements for program participation or placement of
persons with hepatitis B
10:48-2.7 Staff training
10:48-2.8 Responsibility for testing and monitoring
10:48-2.9 Testing and monitoring process
10:48-2.10 Admission of an individual receiving services
10:48-2.11 Transfer of an individual receiving services
10:48-2.12 Immunization of susceptible individuals at risk
10:48-2.13 Informed consent
10:48-2.14 Immunization of individuals scheduled to be admitted to
developmental centers
10:48-2.15 Treatment for those who have been exposed to hepatitis and
have not been immunized or who have no
natural immunity
10:48-2.16 Registry of carriers of hepatitis B
10:48-2.17 Limitations to program participation
10:48-2.18 Appeal of exclusion of individual from program
SUBCHAPTER 1. APPEAL PROCEDURE
10:48-1.1 General provision
(a) The purpose of this procedural rule is to
delineate the steps to be taken when disagreements arise between citizens
and the Division of Developmental Disabilities (DDD). Its aim is to
encourage and permit the early resolution of disputes and, where that is
not possible, to identify the steps to be taken for review by the
appropriate authority.
(b) This subchapter pertains to all disputes and
disagreements with service components of the Division of Developmental
Disabilities involving a competent adult receiving services from or applying
for services of the Division, the guardian of a minor or incompetent adult,
the proposed guardian, a licensee of the Division or an authorized
representative of a competent adult, guardian of a minor or incompetent
adult. In the instance of an attorney, written verification of a
client/attorney relationship shall be required.
(c) It is expected that, in most disputes between
appellants and service components, the appellant will know the identity of
the service component with whom there is disagreement. Where the precise
service component is not known, such information may be obtained by calling
the Administrative Practice Office of DDD (609) 633-2209.
(d) For persons of legal school age, when
disputes arise relating to educational program issues, mediation pursuant to
N.J.A.C. 6:28-2.6 shall be available through the Office of Education,
Department of Human Services. If either party is unwilling to participate
in mediation, a written request for a due process hearing under N.J.A.C.
6:28-2.7 may be made directly to the Department of Education. A request for
mediation is not prerequisite to a hearing.
(e) Division staff are responsible for informing
persons served and their families/guardians about appeals and to supply them
with copies of the appeal procedure.
(f) An appeal may be settled at any time by a
written agreement of both parties. The settlement agreement shall be
considered the final decision. The terms of the settlement agreement shall
be binding upon the appellant and the Division. The terms of the settlement
agreement shall be applicable only to the specific matter under appeal and
shall not be released to anyone who is not a party to the settlement.
(g) A settlement may be accepted by the chairperson
of an informal conference or the review officer in an administrative review
in the same manner as an Administrative Law Judge, in the definition of
settlement at N.J.A.C. 10:48-1.2.
(h) Contested matters shall be referred to the
Office of Administrative Law (OAL) in accordance with N.J.A.C. 1:1.
Non-contested matter shall be referred to administrative review.
(i) Appeals of eligibility, licensure action or
specific offers of placement shall be initiated within 30 calendar days from
the date on the written notification of ineligibility or licensure action.
(j) Appeals of services shall be limited to those
services indicated in the Individual Habilitation Plan as defined at N.J.S.A.
30:6D-10.
(k) Except in emergencies, an appellant may
request that the Division Director defer the placement of an individual
pending resolution of an administrative appeal when the following
circumstances apply:
1. The appeal is received verbally or in writing
10 calendar days before the proposed placement, and:
i. The appellant can demonstrate that the
placement may place the individual at risk of abuse or neglect; or
ii. The appellant has new information that was
not known or available at the time the placement offer was made; or
iii. The appellant can demonstrate that the
placement shall significantly compromise the appellant's ability to have the
Division's action reversed or modified through the appeal process.
2. If the Division Director agrees to defer the
placement, the Division shall not be responsible to maintain the status quo
unless the Division was funding placement prior to the request to defer.
(l) If a placement is made on an emergency basis,
the appeal may be filed within 30 calendar days following the placement.
The individual shall be maintained in the placement to which he or she was
placed during the pending of the appeal.
(m) If an appellant fails to follow the time
limits established, the Director's decision is final.
(n) No transcript shall be made of an informal
conference.
(o) An initial appeal shall be made in writing to
the administrative head of the service component in which the dispute exists
except for licensure actions. Appeals of licensure actions shall be made to
the Division Director.
(p) The administrative head of the component
shall review the appeal to ensure that it conforms with the definition
herein. If the administrative head determines that the matter does not
conform to the definition of appeal, he or she shall review the matter with
the Division's Administrative Practice Officer. If the Administrative
Practice Officer agrees that the matter does not conform to the definition
of an appeal, the administrative head shall set forth the reasons for this
conclusion in writing and direct, as applicable, the individual to seek
other means of redress.
(q) The appellant
shall be notified in writing that the matter does not conform to the
definition of an appeal within 10 working days of receipt by the
administrative head of the component.
(r) Evidence as defined in N.J.A.C. 1:1-2 may be
submitted in informal conference or administrative reviews. An allegation
or conjecture does not constitute evidence.
(s) The assessment of an individual to contribute
toward the cost of care and maintenance if he or she has been residentially
placed by the Division may be appealed in accordance with N.J.A.C.
10:46-7.1(b)-(e).
(t) Recommendation of placement changes, where no
specific offers of placement have been made, shall be considered
non-contested.
10:48-1.2 Definitions
The following words and terms, when used in this
chapter, shall have the meanings as defined in N.J.A.C. 1:1-2 or this
section unless the context clearly indicates otherwise:
"Administrative hearing" means a proceeding which
is conducted by the Office of Administrative Law.
"Administrative review" means a proceeding which
is conducted by a review officer appointed by the Division Director or a
paper review as decided by the Division Director following an informal
conference concerning a non-contested matter.
"Appeal" means a request made by an authorized
person within the established time frames for a review of a disputed
decision of the Division which involves eligibility, placement, provision of
service or licensure. The decision shall be a specific action or proposed
action which is identifiable in terms of date, "and person(s) making the
decision". General complaints or employee grievances shall not be
considered appeals.
"Appellant" means the authorized person who may
file an appeal with a service component. The authorized person is one of
the following:
1. A competent adult receiving services from or
applying for services of the Division;
2. The guardian of a minor or incompetent adult
who is receiving services from or applying for services of the Division;
3. The proposed guardian of an individual
receiving services where the Division has assessed that the individual is in
need of a guardian but a guardian has not yet been appointed;
4. A licensee of the Division in response to a
licensure action; or
5. An authorized representative of a competent
adult receiving services, a guardian of a minor, a guardian for an
incompetent adult receiving services or a licensee. Written verification
from the competent adult or guardian of a minor or incompetent adult
authorizing representation shall be required.
"Chairperson" means the individual appointed by
the administrative head of the component to hold an informal conference.
"Contested matter" means an adversarial
proceeding, including any licensing proceeding, in which the legal rights,
duties, obligations, privileges, benefits or other legal relations of
specific parties are required by constitutional right or by statute to be
determined by an agency by decisions, determinations or orders, addressed to
them or disposing of their interests, after opportunity for an agency
hearing. (N.J.S.A. 52:14B-2(b), N.J.A.C. 1:1.)
"Evidence" is the means from which inferences may
be drawn as a basis of proof in the conduct of contested cases, and includes
testimony in the form of opinion and hearsay. (N.J.A.C. 1:1-2.1)
"Final decision" means a decision by an agency
head that adopts, rejects or modifies an initial decision by an
administrative law judge, an initial decision by an administrative law judge
that becomes a final decision by operation of N.J.S.A. 52:14B-10 or a
decision by an agency head after a hearing conducted in accordance with
these rules. (N.J.A.C. 1:1-2.1)
"Informal conference" means a meeting prior to an
administrative review in which the respective parties may informally attempt
to resolve the issue which is the subject to appeal.
"Involved parties" means the representative of the
appellant, and the service component.
"Non-contested case" means any hearing offered by
an agency for reasons not requiring a contested case proceeding under the
statutory definition of contested case. The Director, Division of
Developmental Disabilities, may, at his or her discretion with
the agreement of the Director of the OAL, transmit a
non-contested matter to the OAL. (N.J.S.A. 52:14F-5(a); N.J.A.C. 1:1-2.1)
"Office of Administrative Law" (OAL) means an
independent unit assigned to the Department of State which has the authority
to hear contested matters.
"Placement" means the out of home living
arrangement, other than for respite, provided by the Division or the day
program exclusive of independent employment arranged by the Division.
"Recommended Decision" means the initial
determination made by a Division review officer. That decision is subject
to comments or exceptions by the parties and may be accepted, modified or
rejected by the Division Director.
"Service component" means the operational unit of
the Division of Developmental Disabilities (for example, Developmental
Center, region, bureau, etc.) which has responsibility for the disputed
matter.
"Settlement" means an agreement between parties
which resolves disputed matters and may end all or part of the case.
Various methods may be utilized to help parties reach agreement, including
(1) pre-transmission settlement efforts by an agency; (2) pre-transmission
settlement efforts by an administrative law judge at the request of an
agency; (3) mediation by an administrative law judge; and (4)
post-transmission settlement conferences by an administrative law judge. (N.J.A.C.
1:1-2.1)
"Settlement conference"
means an initial step toward resolving a contested matter prior to
transmitting the appeal to the OAL as a contested case.
10:48-1.3 Contested cases
(a) Appeals of licensure actions, determination of
ineligibility for services and appeals of specific offers of placement
shall be considered to be contested.
1. The request shall be in writing and shall
contain the information required below. This information shall be the
basis of an initial pleading should the matter be transmitted to the
Office of Administrative Law. An appeal shall be denied if the required
information is not provided. The request shall include:
i. Name and address of appellant;
ii. Name and address of person with developmental
disabilities, if the appeal is made by the person's legal guardian;
iii. A brief statement of the matter under
appeal;
iv. A list of potential witnesses; and
v. Reference to the law, rule, regulation or
policy alleged to be violated.
(b) Appeals of licensure actions shall be
forwarded to the Division Director for actions in accordance with N.J.A.C.
10:48-1.4.
(c) If the matter does not meet the conditions of
(a) above, and the appellant believes that the matter is contested as
defined herein, the appellant shall set forth his or her reasons supporting
that the matter should be considered contested in writing.
(d) The appeal shall be made to the administrative
head of the component, who shall review the appeal and decide if it is a
contested or non-contested matter.
1. If the matter is determined to be contested,
prior to transmittal to the OAL, a settlement conference shall be scheduled
by the administrative head of the component.
2. If the matter is determined to be
non-contested, the requirements of N.J.A.C. 10:48-1.5 shall apply.
i. The appellant shall be notified in writing
that the matter is non-contested.
ii. If the appellant disagrees, he or she may
request a review of that decision by the Division Director.
(e) The appellant shall be notified in writing of
a time and date of a settlement conference.
(f) The settlement conference shall require a
meeting of the parties, unless both parties agree to a conference by
telephone.
1. The settlement
conference shall be chaired by a designee of the administrative head of the
component.
2. The purpose of the conference is to negotiate a
settlement and all matters discussed shall remain confidential and
inadmissible as evidence.
3. Evidence or testimony shall not be presented.
4. No tape recording of the matter shall be made.
5. The appellant may elect to be represented by
legal counsel.
6. In addition to the administrative head of the
component's designee, a representative of the service component initiating
the action under appeal shall be present. The Division may elect to have
representation by the Office of the Attorney General.
(g) If agreement is reached, a settlement
agreement shall be negotiated and the terms of the agreement shall be made
in writing. The settlement shall be time limited or otherwise note when the
terms of the agreement shall have been satisfied.
(h) All parties shall sign the agreement. Any
settlement is contingent upon the signature of the administrative head of
the component.
(i) The settlement agreement shall conclude
the matter.
(j) If no settlement is possible, the
administrative head of the component shall notify the appellant that he or
she may submit a written request to the Director, Division of Developmental
Disabilities to transmit the matter for an administrative appeal before the
OAL.
10:48-1.4 Office
of Administrative Law
(a) Those matters determined to be contested shall
be referred to the Office of Administrative Law (OAL) for a hearing, in
accordance with the Administrative Procedure Act at N.J.S.A. 52:14B-2(b)
and the Uniform Administrative Procedure Rules, N.J.A.C. 1:1.
(b) If the contested matter is not settled or
involves a licensure action, the Division Director shall transmit the matter
to the Office of Administrative Law.
1. In the instance of licensure appeals, the
matter shall be transmitted within 10 working days of the receipt of the
appeal.
2. In the instance of all other contested matters,
the matter shall be transmitted within 10 working days of the notice of the
administrative head of the component that the settlement conference did not
resolve the matter.
3. While contested cases are being prepared for
transmittal to OAL, further efforts may be made to resolve the issue
informally.
4. The Director, Division of Developmental
Disabilities may, at his or her discretion with the agreement of the
Director of the OAL, transmit a non-contested matter to the OAL (N.J.S.A.
52:14F-5(o)).
(c) A decision rendered by the OAL shall be
adopted, rejected or modified by the Director, Division of Developmental
Disabilities within 45 days of its receipt (N.J.S.A. 52:4B-10(c)). This
shall be construed as constituting the final administrative decision of the
matter under appeal.
(d) Upon issuance, the final administrative
decision shall be sent to the involved parties with notice that any further
appeal must be to the Appellate Division of the Superior Court of New
Jersey.
(e) The Director shall notify the appellant that a
matter has been transmitted to OAL.
10:48-1.5 Non-contested cases
(a) Informal conference requirements are as
follows:
1. An informal conference shall be scheduled by
the administrative head of the component in response to a non-contested
matter. The informal conference shall be scheduled no more than 20 working
days from the date that a matter is determined to be non-contested.
Extension of the conference date beyond 20 working days may only occur upon
mutual agreement of both parties.
2. The administrative head of the component shall
appoint a chairperson to convene the Informal Conference.
3. The chairperson shall prepare a report
specifically identifying the issue(s) under appeal, a summary of the
position of both parties and a decision with respect to each issue. The
reasons for the decision shall be provided. The summary shall be provided
to the appellant within 20 working days of the conference. A copy of this
summary shall be retained in the individual's file.
4. The appellant may be represented by legal
counsel at the informal conference.
5. No transcript shall be made of the informal
conference.
6. The Rules of Evidence shall not be strictly
enforced.
(b) Should resolution not be possible at the
informal conference level, the appellant may submit a written request to the
Director, Division of Developmental Disabilities, for an administrative
appeal.
1. Written request for an administrative appeal
shall be made within 15 working days from the date on the written summary.
2. The Director shall offer an Administrative
Review Conference with the parties present or a paper review without the
parties appearing. The Division Director shall appoint an Administrative
Review Officer.
(c) Administrative paper review requirements are
as follows:
1. Each party shall submit written arguments
supporting their position to the review officer within 20 calendar days of
the written notification of the paper review. Evidence may also be
provided.
2. The Rules of Evidence shall be relaxed to
include hearsay. It is also permissible to accept a written statement of an
individual into evidence instead of an affidavit.
3. Discovery shall be provided in accordance with
the requirements of N.J.A.C. 10:41-2.
4. A written decision shall be forwarded to the
involved parties within 20 working days of the receipt of both arguments.
The written decision shall set forth the reasons for conducting a paper
review. This shall be considered the Recommended Decision.
5. Written comments, objections or exceptions to
the Recommended Decision may be made by either party and be sent to the
Division Director within 10 working days from the date of the Recommended
Decision.
6. After review of the Recommended Decision and
any comments, objections or exceptions, the Division Director shall issue a
Final Decision in writing, within 20 working days of the close of the
comment period.
7. Upon issuance, the Final Decision shall be sent
to the parties with notice that any further appeal must be made to the
Appellate Division of the Superior Court of New Jersey.
(d) Administrative review conference requirements
are as follows:
1. An administrative review conference shall be
scheduled within 20 working days of receipt of the appeal. Adjournments may
be granted by the Division Director for good and valid reason.
2. The appellant may be represented by attorney
or spokesperson and may present documentation and such witnesses as have
knowledge of the issues involved.
3. The service component shall be represented by a
person designated by the administrative head of the component and may
produce documentation and such witnesses as have direct knowledge of the
issues involved. The person representing the component may not be the same
person who chaired the informal conference.
4. A verbatim tape recording of the proceeding
shall be made. The party requesting a written transcript shall bear the
costs of transcription and shall provide copies to the other party and
review officer at no cost.
5. The Rules of Evidence shall be relaxed to
include hearsay. It is also permissible to accept a written statement by an
individual if the individual is not present at the administrative review.
6. Discovery shall be provided in accordance with
the requirements of N.J.A.C. 10:41-2.
7. The appellant may request that an employee of
the Division testify at the conference. The appellant shall make such a
request in writing to the Review Officer at least five working days prior to
the conference. The request shall include the name, work location, title
(if known) and a summary of the information to be provided by the employee.
8. The administrative review conference shall
adhere to the following format:
i. An opening statement by each party;
ii. The presentation of testimony and evidence.
There shall be the opportunity for cross examination;
iii. Rebuttal of testimony and evidence. There
shall be the opportunity for cross examination; and
iv. A summary.
9. The review officer shall render a written
decision within 20 working days of the review conference. This shall be
considered the Recommended Decision.
10. Written comments, objections or exceptions to
the Recommended Decision may be made by either party and be sent to the
Division Director within 10 working days from the date of the Recommended
Decision.
11. After review of the Recommended Decision and
any comments, objections or exceptions, the Division Director shall issue a
Final Decision in writing, within 20 working days of the close of the
comment period.
12. Upon issuance, the Final Decision shall be
sent to the parties with notice that any further appeal must be made to the
Appellate Division of the Superior Court of New Jersey.
10:48-1.6 Emergency relief
Emergency relief shall be available - as provided in N.J.A.C. 1:1-2.6.
SUBCHAPTER 2. VIRAL
HEPATITIS
10:48-2.1 Purpose
The purpose of this subchapter is to delineate Division of
Developmental Disabilities policies and procedures regarding the
screening, treatment and control of viral hepatitis B in the service
components of the Division.
10:48-2.2 Scope
(a) This
subchapter applies to those employees and individuals receiving services
within the following service components of the Division of Developmental
Disabilities:
1.
Developmental Centers; and
2. Community
Services.
(b) This
subchapter also applies to programs offered by private mental retardation
facilities licensed in accordance with
N.J.A.C. 10:47.
10:48-2.3 Deflnitions
The following words and terms, when used in this
subchapter, shall have the following meanings, unless the context clearly
indicates otherwise:
"Acute viral hepatitis B" means the recent onset
of viral hepatitis B which is identified by positive blood tests for HBsAg,
and elevated liver function tests with other clinical symptoms compatible
with hepatitis B.
"Anti-HBs" means the presence in the blood of the
antibody to hepatitis B surface antigen which indicates that the person has
had a hepatitis B infection and is immune or has received a hepatitis B
immune globulin. Provided that the person has not recently received immune
globulin anti-HBs means, for the purposes of this subchapter, that the
person is not susceptible.
"At risk" means a person who is neither a carrier
of hepatitis B virus, nor has an antibody to hepatitis B, and who is, or may
be expected to be, exposed to the blood or body fluids of an individual who
is hepatitis B surface antigen positive, through either the person's own
designated duties or through the behavior of the individual, which may
include, but is not limited to, biting, scratching or self-mutilation.
"Department" means the Department of Human
Services.
"Developmental Center" means those State-operated
facilities providing residential services to specific individuals.
"Division" means the Division of Developmental
Disabilities within the Department of Human Services.
"Exposure to hepatitis B" means a specific eye,
mouth, mucous membrane, non-intact skin or parenteral contact with blood or
other potentially infectious material.
"HBsAg" means Hepatitis B surface antigen. Its
presence in the blood indicates the person is a carrier.
"Hepatitis B carrier" means a person in whom the
surface antigen for hepatitis is found in the blood when that person is
tested twice six months apart.
"Hepatitis B immune globulin" means a prophylaxis,
which contains a higher level of antibody to hepatitis B surface antigen
than immune globulin. It is usually recommended for those exposed to HBsAg
positive blood and who do not have protective antibodies.
"Hepatitis B Vaccine" means a vaccine recommended
for those at risk of contracting hepatitis B. This vaccine is
preventative in nature; its use is not contingent on
exposure to the virus. Vaccination for hepatitis B is recommended for all
infants, children, adolescents and young adults and other persons of all
ages in areas of high prevalence or those who may be at increased risk of
infection due to exposure to blood, blood product or bodily fluids.
"Individual habilitation plan" ("IHP") means a
written plan of intervention and action that is developed by the
interdisciplinary team. It specifies both the goals and objectives being
pursued on behalf of the individual and the steps being taken to achieve
them by each agency. It identifies a continuum of skill development that
outlines progressive steps and the anticipated outcomes of services. The
individual habilitation plan is a single, consistent and comprehensive plan
that encompasses all relevant components, such as an education plan, a
program plan, a rehabilitation plan, a service plan, a treatment plan, and a
health care plan. Various aspects of the plan, such as education,
rehabilitation, health care, and others, are assigned to those persons or
agencies who can provide, or are legally required to provide, the training
or services.
"Infectious person" means a person who is
hepatitis B surface antigen positive.
"Immune person" means a person who is hepatitis B
surface antibody positive.
"Institution" means developmental centers operated
by the Division or private mental retardation facilities.
"Interdisciplinary team" ("IDT") means an
individually constituted group of relevant individuals responsible to
develop a single integrated IHP. The team shall consist of the individual
served, the individual's parent (if the client is a minor or an adult who
deserves that the parent be included), guardian or advocate, those persons
who work most directly with the individual and professionals and
representatives of service areas who are relevant to the identification of
the individual's needs and the design and evaluation of program to meet
them.
"Private mental retardation facility" means an
institution for the mentally retarded, whether operated for profit or not,
which is not maintained, supervised or controlled by any agency of the
government, or the state, or any county or municipality and which maintains
and operates facilities and collects fees for the residential care and
habilitation training of 16 or more, non-related developmentally disabled
individuals for periods exceeding 24 hours.
"Susceptible person" means a person who has no
serologic marker for hepatitis B virus.
"Transfer" means the removal of an individual from
one service unit and placement into another service unit, as follows:
From
To
Developmental Center Developmental
Center
Community Services
Community Service
Developmental Center
"Viral hepatitis B" means a type of inflammation
of the liver. Hepatitis B virus is found in the blood, blood products, and
to a lesser degree, in other body secretions. The major mode of
transmission is blood to blood contact.